Disciplined List
Geller, Robert
-
Date of Order or Settlement:
2008-07-15 -
Banned Until:
2010-11-06
Sanction:
- 3-year ban from purchasing and trading in securities or exchange contracts (BCSC)
Supporting Documents:
Violation:
- Illegal distribution (ASC)
- Unregisited trading (ASC)
- Acting contrary to the public interest (ASC)
Ruling Body:
BCSC, Alberta Securities Commission (ASC)Payment Agreed/Ordered:
$10,000 plus $2,000 in costs (ASC)