Disciplined List
Lee, Peter George
-
Date of Order or Settlement:
2008-08-29 -
Banned Until:
2023-07-03
Sanction:
- 15-year director/officer ban (BCSC)
- 15-year ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC)
- 15-year ban from acting in a managing or consultative capacity in connection with activities in the securities market (BCSC)
- 15-year investor relations ban (BCSC)
Supporting Documents:
Violation:
- Acting contrary to the public interest (OSC)
Ruling Body:
BCSC, Ontario Securities Commission (OSC)Payment Agreed/Ordered:
$13,000 plus $2,000 in costs(OSC)