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Enforcement

Disciplined List

Riis, Nelson

  • Date of Order or Settlement:

    2009-01-29

  • Banned Until:

    2011-01-29

Sanction:

  • 2-year director/officer ban with conditions
  • 2-year investor relations ban with conditions
  • An order to comply fully with the Securities Act, the Securities Rules, and any applicable regulations

Supporting Documents:

Violation:

  • Misrepresentation
  • Failure to fulfill the duties and responsibilities of a director
  • Acting contrary to the public interest

Ruling Body:

BCSC

Payment Agreed/Ordered:

$40,000