Disciplined List
Castaneda, Jose
-
Date of Order or Settlement:
2009-01-21
Sanction:
- Permanent trading ban (BCSC)
- Permanent director/officer (BCSC)
- Permanent ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC)
- Permanent ban from acting in a managing or consultative capacity in connection with activities in the securities market (BCSC)
- Permanent investor relations ban (BCSC)
Supporting Documents:
Violation:
- Unregistered trading (OSC)
- Breach of Order (OSC)
- Acting contrary to the public interest (OSC)