Disciplined List
Oliver, Paul Norman
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Date of Order or Settlement:
2009-01-21 -
Banned Until:
2015-06-09
Sanction:
- 7-year trading ban with conditions (BCSC)
- 1-year director/officer ban (BCSC)
- 1-year ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC)
- 1-year ban from acting in a managing or consultative capacity in connection with activities in the securities market (BCSC)
- 1-year investor relations ban (BCSC)
Supporting Documents:
Violation:
- Insider trading (ASC)
- Acting contrary to the public interest (ASC)
Ruling Body:
BCSC, Alberta Securities Commission (ASC)Payment Agreed/Ordered:
$375,000 pus $25,000 in costs (ASC)