Disciplined List
Xavier, Jerome Stanislaus
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Date of Order or Settlement:
2009-01-30 -
Banned Until:
2013-05-05
Sanction:
- 5-year trading ban with conditions (BCSC)
- 5-year director/officer ban with conditions(BCSC)
- 5-year ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC)
- 5-year ban from acting in a managing or consultative capacity in connection with activities in the securities market (BCSC)
- 5-year investor relations ban (BCSC)
Supporting Documents:
Violation:
- Illegal distribution (OSC)
- Failure to comply with suitability of investments rules (OSC)
- Acting contrary to the public interest (OSC)