Disciplined List
Brost, Milowe
-
Date of Order or Settlement:
2009-04-22
Sanction:
- Permanent ban from purchasing and trading in securities or exchange contracts with conditions (BCSC)
- Permanent director/officer ban with conditions (BCSC)
- Permanent ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC)
- Permanent ban from acting in a managing or consultative capacity in connection with activities in the securities market (BCSC)
- Permanent investor relations ban (BCSC)
Supporting Documents:
Violation:
- Fraud (ASC)
- Misrepresentations (ASC)
- Illegal distribution (ASC)
- Acting contrary to the public interest (ASC)
- Illegal trading (ASC)
Ruling Body:
BCSC, Alberta Securities Commission (ASC)Payment Agreed/Ordered:
$650,000 plus $32,998.98 in costs (ASC)