Disciplined List
Anderson, Benhard Andrew
-
Date of Order or Settlement:
2009-07-07 -
Banned Until:
2016-03-24
Sanction:
- 7-year ban from becoming or acting as, a director or officer of any issuer, registrant or investment fund manager
- 7-year ban from becoming or acting as a registrant, investment fund manager or promoter
- 7-year ban from acting in a management or consultative capacity in connection with activities in the securities market
- 7-year ban from engaging in investor relations activities
Supporting Documents:
Violation:
- Acting contrary to public interest (ASC)
- Prohibitive representations (ASC)
Ruling Body:
BCSC, Alberta Securities Commission (ASC)Payment Agreed/Ordered:
$120,000 (ASC)