Disciplined List
Jordan, Cynthia
-
Date of Order or Settlement:
2009-07-07 -
Banned Until:
2014-01-16
Sanction:
- 5-year director/officer ban
- 5-year ban from from becoming or acting as a registrant, investment fund manager or promoter
- 5-year ban from acting in a management or consultative capacity in connection with activities in the securities market
- 5-year investor relations ban
Supporting Documents:
Violation:
- Unregistered trading (OSC)
- Acting contrary to the public interest (OSC)