Disciplined List
Laprade, Rene
-
Date of Order or Settlement:
2009-07-07 -
Banned Until:
2010-01-08
Sanction:
- 6-month trading ban with conditions (BCSC)
- 6-month director/officer ban (BCSC)
Supporting Documents:
Violation:
- Insider trading (ASC)
- Acting contrary to the public interest (ASC)
Ruling Body:
BCSC, Alberta Securities Commission (ASC)Payment Agreed/Ordered:
$10,500 (ASC)