Disciplined List
Stevenson, Leslie Ryan
-
Date of Order or Settlement:
2009-07-09 -
Banned Until:
2013-02-13
Sanction:
- 4-year director/officer ban (BCSC)
- 4-year ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC)
Supporting Documents:
Violation:
- Prohibited representations (ASC)
- Acting contrary to the public interest (ASC)
Ruling Body:
BCSC, Alberta Securities Commission (ASC)Payment Agreed/Ordered:
$50,000 plus $7,500 in costs (ASC)