Disciplined List
Achilles, Alasdair William aka Achilles, Allen
-
Date of Order or Settlement:
1997-11-21 -
Banned Until:
2002-11-21
Sanction:
- 5-year trading ban with conditions
- 3-month director/officer ban
- 3-month investor relations ban
- Must complete the Securities Program - Continuous Disclosure offered by Simon Fraser University
Supporting Documents:
Violation:
- Failure to file insider reports
- Engaging in unfair trading practices
Ruling Body:
BCSCPayment Agreed/Ordered:
$15,000