Disciplined List
Balfour, Francis D.
-
Date of Order or Settlement:
1995-04-21 -
Banned Until:
2020-04-21
Sanction:
- 25-year trading ban
- 25-year director/officer ban
Supporting Documents:
Violation:
- Misappropriation
- Misrepresentation
- Failure to file insider reports
- Failure to disclose material facts
- Failure to fulfill the duties and responsibilities of a director
- Stock manipulation