Enforcement

Disciplined List

Yuen, Hing Wai aka Yuen, George

Date of Order or Settlement:

1995-06-07
Banned Until:

2010-06-07

Sanction:

15-year trading ban
15-year director/officer ban
An order to comply with section 20 and 42 of the Securities Act
An order to cease trading in the forex contracts

Supporting Documents:

Violation:

Unregistered distribution
Unregistered trading
Unregistered advising

Ruling Body:

BCSC

Payment Agreed/Ordered:

$50,000 plus costs