Disciplined List
McQuarrie, Gord
-
Date of Order or Settlement:
2010-01-25 -
Banned Until:
2013-05-12
Sanction:
- 4-year trading ban (BCSC)
- 4-year denial of exemptions (BCSC)
- 4-year director/officer ban (BCSC)
- 4-year ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC)
Supporting Documents:
Violation:
- Unregistered trading (OSC)
- Illegal distribution (OSC)
- Prohiibited representations (OSC)
- Acting contray to the public interest (OSC)
Ruling Body:
BCSC, Ontario Securities Commission (OSC)Payment Agreed/Ordered:
$500 plus $2,500 disgorgement plus $500 in costs (OSC)