Disciplined List
Berry, Dr. John
-
Date of Order or Settlement:
1997-02-07 -
Banned Until:
2007-02-07
Sanction:
- 10-year trading ban
- 10-year officer/director ban
- 10-year investor relations ban
Supporting Documents:
Violation:
- Unregistered trading
- Illegal distribution
- Failure to fulfill the responsibilities of a director
Ruling Body:
BCSCPayment Agreed/Ordered:
$35,000 plus costs of $28,212.50