Disciplined List
Beattie, William Dorn
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Date of Order or Settlement:
2010-06-23 -
Banned Until:
2015-06-23
Sanction:
- 5-year trading ban with conditions
- 5-year director/officer ban with conditions
- 5-year ban from acting in a managing or consultative capacity in connection with activities in the securities market with conditions
- 5-year investor relations ban with conditions
Supporting Documents:
Violation:
- Illegal distribution
- Misrepresentations
- Filing false or misleading information
- Breaching a cease trade order
Ruling Body:
BCSCPayment Agreed/Ordered:
$50,000