Enforcement

Disciplined List

Borkowski, Paul Jan

Date of Order or Settlement:

1996-09-06
Banned Until:

2011-09-06

Sanction:

15-year trading ban
15-year director/officer ban with conditions
An undertaking to successfully complete a course of study concerning the duties and responsibilities of directors and officers

Supporting Documents:

Decision on Costs

Violation:

Unregistered distribution
Unregistered trading

Ruling Body:

BCSC

Payment Agreed/Ordered:

$25,000 plus $9,695 in costs