Hearing Details
SBC Financial Group Inc.; Prabhjot Singh Bakshi; Executive Director
-
Date Opened:
2017-01-26 -
Hearing Type:
Enforcement
Hearing Status:
Hearing held; Submissions complete; Findings rendered; Submissions complete; Decision rendered
Hearing Dates:
2017-03-21; 2017-10-19 - 2017-10-20; 2017-10-23; 2017-10-25; 2018-01-25; 2018-07-18;
Initial Allegations:
Fraud; Illegal distribution; Trading without registration
Hearing Panel:
Judith Downes
Please Note:
The Panel issued it's Decision on September 5, 2018.
Notices & Decisions
| Date Issued | Document Type | Description |
|---|---|---|
|
2018-09-05
|
2018 BCSECCOM 267
|
|
|
2018-05-22
|
Hearing Notice - Hearing Date 2018 BCSECCOM 165
|
|
|
2018-04-18
|
News release
|
|
|
2018-04-16
|
2018 BCSECCOM 113
|
|
|
2017-10-26
|
Hearing Notice - Hearing Date, 2017 BCSECCOM 324
|
|
|
2017-07-24
|
Amended notice of hearing 2017 BCSECCOM 243
|
|
|
2017-03-21
|
Hearing Notice - Hearing Dates 2017 BCSECCOM 107
|
|
|
2017-01-25
|
News release
|
|
|
2017-01-24
|
2017 BCSECCOM 16
|