Hearing Details

SBC Financial Group Inc.; Prabhjot Singh Bakshi; Executive Director

  • Date Opened:

    2017-01-26
  • Hearing Type:

    Enforcement

Hearing Status:

Hearing held; Submissions complete; Findings rendered; Submissions complete; Decision rendered

Hearing Dates:

2017-03-21; 2017-10-19 - 2017-10-20; 2017-10-23; 2017-10-25; 2018-01-25; 2018-07-18;

Initial Allegations:

Fraud; Illegal distribution; Trading without registration

Hearing Panel:

Judith Downes, Gordon L. Holloway

Please Note:

The Panel issued it's Decision on September 5, 2018.

Notices & Decisions

Date Issued Document Type Description
2018-09-05
2018 BCSECCOM 267
2018-05-22
Hearing Notice - Hearing Date 2018 BCSECCOM 165
2018-04-18
News release
2018-04-16
2018 BCSECCOM 113
2017-10-26
Hearing Notice - Hearing Date, 2017 BCSECCOM 324
2017-07-24
Amended notice of hearing 2017 BCSECCOM 243
2017-03-21
Hearing Notice - Hearing Dates 2017 BCSECCOM 107
2017-01-25
News release
2017-01-24
2017 BCSECCOM 16