1 - Procedure and Related Matters

12-203 Cease Trade Orders for Continuous Disclosure Defaults [NP]
Published December 30, 2010
Effective January 1, 2011
View PDF of 12-203 Cease Trade Orders for Continuous Disclosure Defaults [NP]  PDF 

Concurrently Published
This policy provides guidance to issuers, investors and other market participants as to how the Canadian Securities Administrators (CSA or we) will generally respond to certain types of serious continuous disclosure defaults (referred to as specified defaults in this policy) by a reporting issuer.