BCN 2011/18 - Adoption of Amendments to National Instrument 31-103 Registration Requirements and Exemptions and Amendments to National Instrument 33-109 Registration Information [BCN]
| Published Date: | 2011-07-08 |
|---|---|
| Effective Date: | 2011-07-11 |
| Related Document(s): |
Concurrently Published:
- 31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations [NI - Rescinded]
- 31-103CP - Registration Requirements, Exemptions and Ongoing Registrant Obligations [CP - Rescinded]
- 31-103F1 - Calculation of Excess Working Capital [F - Rescinded]
- 31-103F2 - Submission to Jurisdiction and Appointment of Agent for Service [F - Rescinded]
- 31-103F3 - Use of Mobility Exemption [F - Rescinded]
- 33-109 - Registration Information [NI - Rescinded]
- 33-109CP - Registration Information [CP - Rescinded]
- 33-109F1 - Notice of Termination of Registered Individuals and Permitted Individuals [F - Rescinded]
- 33-109F2 - Change or Surrender of Individual Categories [F - Rescinded]
- 33-109F3 - Business Locations Other than Head Office [F - Rescinded]
- 33-109F4 - Registration of Individuals and Review of Permitted Individuals [F - Rescinded]
- 33-109F5 - Change of Registration Information [F - Rescinded]
- 33-109F6 - Firm Registration [F - Rescinded]
- 33-109F7 - Reinstatement of Registered Individuals and Permitted Individuals [F - Rescinded]
Effective July 11, 2011, the Commission, together with other Canadian Securities Administrators, is adopting amendments to
- National Instrument 31-103 Registration Requirements and Exemptions and its companion policy and
- National Instrument 33-109 Registration Information and its companion policy
Please see our advance notice published on April 15, 2011 (BCN 2011/07) for details.
July 4, 2011
Brenda M. Leong
Chair