Disciplined List
Dancho, Vicky (aka Ju Huang)
-
Date of Order or Settlement:
2017-02-17
Sanction:
- Permanent ban from trading in securities (with conditions)
- Permanent director/officer ban
- Permanent ban from becoming or acting as a registrant or promoter
- Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market
Supporting Documents:
Violation:
- Unregistered distribution
- Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$70,000