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Enforcement

Disciplined List

McLeary, Mark Aaron

  • Date of Order or Settlement:

    2016-06-06

Sanction:

  • Permanent ban from purchasing and trading in securities or exchange contracts with conditions (July 2015/June 2016)
  • Permanent ban from relying on any exemptions set out in the Securities Act, the regulations or a decision (July 2015/June 2016)
  • Permanent director/officer ban with conditions (July 2015/June 2016)
  • Permanent ban from becoming or acting as a registrant or promoter (July 2015/June 2016)
  • Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market (July 2015/June 2016)
  • Permanent investor relations ban (July 2015/June 2016)

Supporting Documents:

Violation:

  • Failure to file insider reports (December 2015)
  • Market manipulation (July 2015)
  • Making false or misleading statements to commission staff (July 2015)

Ruling Body:

BCSC

Payment Agreed/Ordered:

$25,000 (June 2016)

$91,308.56 in disgorgement plus an administrative penalty of $800,000 (July 2015)