Disciplined List
Ramji, Alnoor
-
Date of Order or Settlement:
2014-10-16
Sanction:
- Permanent ban from purchasing and trading in securities or exchange contracts
- Permanent director/officer ban
- Permanent ban from becoming or acting as a registrant or promoter
- Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market
- Permanent investor relations ban
Supporting Documents:
Violation:
- Conduct contrary to the public interest
- Failure to disclose the beneficial owership of, or control or direction over, Clean Power Concepts Inc. shares
Ruling Body:
BCSCPayment Agreed/Ordered:
$85,000