Disciplined List
Ude, Godwin Ifeanyi
-
Date of Order or Settlement:
2017-03-27 -
Banned Until:
2022-03-27
Sanction:
- An order to comply fully with the Securities Act, the Securities Rules, and any applicable regulations
- 5-year ban from purchasing and trading in securities (with conditions)
- 5-year director/officer ban
- 5-year ban from becoming or acting as a registrant or promoter
- 5-year ban from acting in a management or consultative capacity in connection with activities in the securities market
- 5-year investor relations ban
Supporting Documents:
Violation:
-
Unregistered trading
Ruling Body:
BCSCPayment Agreed/Ordered:
$5,000