Disciplined List
Zarr, Daveed (aka Asi Lalky)
-
Date of Order or Settlement:
2014-10-31 -
Banned Until:
2018-10-31
Sanction:
- 4-year ban from purchasing and trading in securities or exchange contracts (with conditions)
- 4-year ban from relying on any exemptions set out in the Securities regulations
- 4-year director/officer ban
- 4-year ban from becoming or acting as a registrant or promoter
- 4-year ban from acting in a management or consultative capacity in connection with activities in the securities market
- 4-year investor relations ban (with conditions)
Supporting Documents:
Violation:
- Misrepresentations
- Illegal distribution
Ruling Body:
BCSCPayment Agreed/Ordered:
$20,000