2008 BCSECCOM 190


Order

Tracy Lee Kroeker

Sections 161(1) of the Securities Act, RSBC 1996, c. 418

1.   traded and distributed shares of Goldtech Mining Corporation, a Nevada company, without being registered and without filing a prospectus, contrary to the Securities Act (Alberta), and
2.   acted contrary to the public interest.

1. under section 161(1)(b) of the Act, that Kroeker cease trading in, and is prohibited from purchasing, securities, except that she may trade or purchase securities as principal, or for a registered education savings plan for the benefit of her child, through accounts at a registered dealer, provided she gives the dealer a copy of this order before any trade or purchase takes place,

2. under section 161(1)(d)(i) and (ii), that Kroeker resign any position she holds as, and is prohibited from becoming or acting as, a director or officer of any issuer, registrant or investment fund manager, except a private issuer in which she or members of her immediate family are the sole shareholders,

3. under section 161(1)(d)(iii), that Kroeker is prohibited from becoming or acting as a registrant, investment fund manager or promoter,

4. under section 161(1)(d)(iv), that Kroeker is prohibited from acting in a management or consultative capacity in connection with activities in the securities market, and

5. under section 161(1)(d)(v), that Kroeker is prohibited from engaging in investor relations activities,

until October 9, 2014.


 

 

 

 

Brent W. Aitken
Vice Chair

Kenneth G. Hanna
Commissioner