Decisions
Blackmont Capital Inc., Dean Shannon Duke and Investment Industry Regulatory Organization of Canada [Hearing and Review]
BCSECCOM #:
2011 BCSECCOM 490
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Document Type:
Hearing and Review
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Published Date:
2011-10-28
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Effective Date:
2011-10-27
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Details:
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2011 BCSECCOM 490
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Blackmont Capital Inc., Dean Shannon Duke and
Investment Industry Regulatory Organization of Canada
Section 28 of the Securities Act, RSBC 1996, c. 418
Hearing and Review
Panel | Brent W. Aitken David J. Smith Shelley C. Williams | Vice Chair Commissioner Commissioner |
Dates of Hearing | September 12, 2011 | |
Date of Decision | October 27, 2011 | |
Appearing | ||
Nigel Campbell | For Blackmont Capital Inc. | |
Ronald N. Pelletier | For Dean Shannon Duke | |
Barbara Lohman | For Investment Industry Regulatory Organization of Canada |