Decisions

Blackmont Capital Inc., Dean Shannon Duke and Investment Industry Regulatory Organization of Canada [Hearing and Review]

BCSECCOM #:
2011 BCSECCOM 490
Document Type:
Hearing and Review
Published Date:
2011-10-28
Effective Date:
2011-10-27
Details:

2011 BCSECCOM 490

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Blackmont Capital Inc., Dean Shannon Duke and
Investment Industry Regulatory Organization of Canada


Section 28 of the
Securities Act, RSBC 1996, c. 418
Hearing and Review


PanelBrent W. Aitken
David J. Smith
Shelley C. Williams
Vice Chair
Commissioner
Commissioner
Dates of HearingSeptember 12, 2011
Date of DecisionOctober 27, 2011
Appearing
Nigel CampbellFor Blackmont Capital Inc.
Ronald N. PelletierFor Dean Shannon Duke
Barbara LohmanFor Investment Industry Regulatory Organization of Canada