DISCIPLINED PERSONS LIST

Name Brock, Timothy Britton
Date of Order or Settlement May 30, 2003
Banned Until May 30, 2009
Sanction

6-year trading ban with conditions

5-year director/officer ban

Payment Agreed / Ordered $16,500 plus $3,500 in costs
Violation

Creating a misleading appearance of trading activity (wash trading)

Failure to file insider reports

Ruling Body BCSC
Supporting Documents

News Release

Settlement/Order New window
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.