DISCIPLINED PERSONS LIST

Name Byron, John
Date of Order or Settlement November 19, 2001
Banned Until November 19, 2009
Sanction

8-year trading ban with conditions

8-year director/officer ban with conditions

8-year investor relations ban

Payment Agreed / Ordered $10,000 plus up to $8,000 in costs
Violation

Unregistered trading

Unregistered advising

Fraud

Ruling Body BCSC
Supporting Documents

Variation Order - October 18, 2004 New window

News Release - November 21, 2001

Decision - Penalty - November 19, 2001 New window

News Release - October 24, 2001

Decision - Findings - October 23, 2001 New window
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.