DISCIPLINED PERSONS LIST

Name Murray, Maureen
Date of Order or Settlement May 14, 2010
Banned Until September 9, 2011
Sanction

2-year trading ban with conditions (BCSC)

2-year denial of exemptions (BCSC)

1-year director officer ban (BCSC)

Violation

Illegal distribution (ASC)

 

Unregistered trading (ASC)

 

Acting contrary to the public interest (ASC)

Ruling Body BCSC, Alberta Securities Commission (ASC)
Supporting Documents News Release

Reciprocal Order New window 

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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.