DISCIPLINED PERSONS LIST
[Print]
| Name | Paulson, Dale Michael |
|---|---|
| Date of Order or Settlement | October 7, 2010 |
| Banned Until | October 7, 2020 |
| Sanction |
10-year trading ban with conditions 10-year director/officer ban with conditions 10-year ban from acting in a management or consultative capacity in connection with activities in the securities market 10-year investor relations ban |
| Payment Agreed / Ordered | $120,000 |
| Violation |
Fraud False or misleading statements |
| Ruling Body | BCSC |
| Supporting Documents |
News Release - October 12, 2010 |
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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