DISCIPLINED PERSONS LIST

Name Paulson, Dale Michael
Date of Order or Settlement October 7, 2010
Banned Until October 7, 2020
Sanction

10-year trading ban with conditions

10-year director/officer ban with conditions

10-year ban from acting in a management or consultative capacity in connection with activities in the securities market

10-year investor relations ban

Payment Agreed / Ordered $120,000
Violation

Fraud

False or misleading statements

Ruling Body BCSC
Supporting Documents

News Release - October 12, 2010

Decision/Order - October 7, 2010 New window 

News Release - July 14, 2010

Decision - Findings - July 12, 2010 New window 

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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.