DISCIPLINED PERSONS LIST

Name Hallett, Phillip Ross
Date of Order or Settlement September 8, 2010
Banned Until May 18, 2015
Sanction

5-year denial of exemptions

5-year director/officer ban with conditions

Payment Agreed / Ordered $40,000 plus $2,000 in costs (ASC)
Violation

Illegal distribution (ASC)

Prohibited representations (ASC)

Acting contrary to the public interest (ASC)

Ruling Body BCSC, Alberta Securities Commission (ASC)
Supporting Documents Reciprocal Order New window 
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