DISCIPLINED PERSONS LIST
[Print]
| Name | Hallett, Phillip Ross |
|---|---|
| Date of Order or Settlement | September 8, 2010 |
| Banned Until | May 18, 2015 |
| Sanction |
5-year denial of exemptions 5-year director/officer ban with conditions |
| Payment Agreed / Ordered | $40,000 plus $2,000 in costs (ASC) |
| Violation |
Illegal distribution (ASC) Prohibited representations (ASC) Acting contrary to the public interest (ASC) |
| Ruling Body | BCSC, Alberta Securities Commission (ASC) |
| Supporting Documents |
Reciprocal Order  |
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.