DISCIPLINED PERSONS LIST
[Print]
| Name | Wise, Peter William Arthur |
|---|---|
| Date of Order or Settlement | February 17, 2011 |
| Banned Until | February 17, 2014 |
| Sanction |
3-year trading ban with conditions 3-year director officer ban with conditions 3-year ban from acting in a management or consultative capacity in connection with activities in the securities market 3-year investor relations ban An order to comply fully with the Securities Act, the Securities Rules, and any applicable regulations |
| Payment Agreed / Ordered | $15,000 |
| Violation |
Illegal distribution Unregistered trading Acting contrary to the public interest |
| Ruling Body | BCSC |
| Supporting Documents |
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