DISCIPLINED PERSONS LIST
[Print]
| Name | Crocker, Barry |
|---|---|
| Date of Order or Settlement | April 22, 2002 |
| Banned Until | April 22, 2007 |
| Sanction |
5-year trading ban with conditions 5-year director/officer ban with conditions 5-year investor relations ban An undertaking to comply fully with the Securities Act, the Securities Rules, and applicable regulations |
| Payment Agreed / Ordered | $12,000 plus $3,000 in costs |
| Violation |
Misrepresentations Failure to fulfill the duties and responsibilities of a director Acting contrary to the public interest |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order 
|
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