DISCIPLINED PERSONS LIST

Name Crocker, Barry
Date of Order or Settlement April 22, 2002
Banned Until April 22, 2007
Sanction

5-year trading ban with conditions

5-year director/officer ban with conditions

5-year investor relations ban

An undertaking to comply fully with the Securities Act, the Securities Rules, and applicable regulations

Payment Agreed / Ordered $12,000 plus $3,000 in costs
Violation

Misrepresentations

Failure to fulfill the duties and responsibilities of a director

Acting contrary to the public interest

Ruling Body BCSC
Supporting Documents

Settlement/Amended Order New window

Settlement/Order New window
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.