DISCIPLINED PERSONS LIST

Name Moxon, Elizabeth Anne
Date of Order or Settlement January 21, 2004
Banned Until January 21, 2009
Sanction

5-year trading ban with conditions

5-year director/officer ban

5-year investor relations ban

An undertaking to comply fully with the Securities Act, Securities Rules and any applicable regulations, policies and guidelines

Payment Agreed / Ordered $5,000 in costs
Violation

Participating in transactions that contributed to a misleading appearance of trading activity or an artificial price for shares

Illegal distribution

Acting contrary to the public interest

Ruling Body BCSC
Supporting Documents

News Release

Settlement/Order New window
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.