DISCIPLINED PERSONS LIST
[Print]
| Name | Moxon, Elizabeth Anne |
|---|---|
| Date of Order or Settlement | January 21, 2004 |
| Banned Until | January 21, 2009 |
| Sanction |
5-year trading ban with conditions 5-year director/officer ban 5-year investor relations ban An undertaking to comply fully with the Securities Act, Securities Rules and any applicable regulations, policies and guidelines |
| Payment Agreed / Ordered | $5,000 in costs |
| Violation |
Participating in transactions that contributed to a misleading appearance of trading activity or an artificial price for shares Illegal distribution Acting contrary to the public interest |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order 
|
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