Enforcement

Disciplined List

Pierce, Gordon Brent

Date of Order or Settlement:

2016-08-05

Sanction:

Permanent ban from purchasing and trading in securities or exchange contracts (2016)
Permanent ban from relying on any exemptions set out in the Securities Act, in the regulations or a decision (2016)
Permanent director/officer ban (2016)
Permanent ban from becoming or acting as a registrant or promoter (2016)
Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market (2016)
Permanent investor relations ban (2016)
15-year trading ban (1993)
15-year director/officer ban (1993)

Supporting Documents:

Violation:

Filing false documents (1993)
Improper use of funds from a public offering (see Settlement/Order) (1993)

Ruling Body:

BCSC

Payment Agreed/Ordered:

$15,000 (1993)