DISCIPLINED PERSONS LIST

Name Rachfall, Dirk Alan
Date of Order or Settlement June 19, 2001
Sanction 5 months imprisonment and 1 year of supervised release (US Courts)
Payment Agreed / Ordered $130,000 USD (US Courts)
Violation

Securities fraud (US Courts)

Acting contrary to the public interest (BCSC)

Ruling Body BCSC, United States Courts
Supporting Documents Decision New window
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.