DISCIPLINED PERSONS LIST
[Print]
| Name | Ekren, Chad Raymond |
|---|---|
| Date of Order or Settlement | April 1, 1997 |
| Sanction |
Six months strict supervision An undertaking to comply fully with the Securities Act, Securities Rules and all applicable regulations |
| Payment Agreed / Ordered | $1,000 |
| Violation | Failure to comply with the "Know Your Client" rule |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order 
|
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