|Date of Order or Settlement
||July 14, 1999
||An undertaking to comply with the Securities Act , the Securities Rules abd any applicable regulations, policies and guidelines
|Payment Agreed / Ordered
||$5,000 plus $2,500 in costs
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.