DISCIPLINED PERSONS LIST
[Print]
| Name | Thuot, John |
|---|---|
| Date of Order or Settlement | June 28, 2000 |
| Banned Until | August 27, 2001 |
| Sanction |
Indefinite trading ban with conditions (Revoked August 27, 2001) |
| Payment Agreed / Ordered | $8,000 plus $2,000 in costs |
| Violation | Unregistered distribution |
| Ruling Body | BCSC |
| Supporting Documents |
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