DISCIPLINED PERSONS LIST

Name Thuot, John
Date of Order or Settlement June 28, 2000
Banned Until August 27, 2001
Sanction

Indefinite trading ban with conditions (Revoked August 27, 2001)

Payment Agreed / Ordered $8,000 plus $2,000 in costs
Violation Unregistered distribution
Ruling Body BCSC
Supporting Documents

Revocation of Order - August 27, 2001  New window

Settlement/Order - June 28, 2000 New window

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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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