Enforcement

Disciplined List

Nagra, Daljinder

Date of Order or Settlement:

2013-05-02
Banned Until:

2018-05-02

Sanction:

5-year director/officer ban (with conditions)
5-year ban from acting in a management or consultative capacity in connection with activities in the securities market
5-year investor relations ban
An undertaking to take the officers and directors course within one year of the date of the agreement and provide proof of the completion of the course to the Executive Director

Supporting Documents:

Violation:

Illegal distribution

Ruling Body:

BCSC

Payment Agreed/Ordered:

$7,500