Enforcement

Disciplined List

Okano, Darwin James Hajime

Date of Order or Settlement:

2013-06-13
Banned Until:

2016-06-13

Sanction:

3-year trading ban with conditions
3-year director/officer ban with conditions
An order to comply fully with the Securities Act, the Securities Rules, and any applicable regulations

Supporting Documents:

Violation:

Illegal trading
Illegal distribution

Ruling Body:

BCSC

Payment Agreed/Ordered:

$27,709.96