DISCIPLINED PERSONS LIST
[Print]
| Name | Williams, John Philip MacKenzie |
|---|---|
| Date of Order or Settlement | March 18, 1996 |
| Sanction |
Reprimanded As a condition of any future registration, Williams must take and pass the course or examination required for his category of registration, even if he had completed the course or examination prior to the date of this decision |
| Payment Agreed / Ordered | $1,000 plus $1,190.65 in costs |
| Violation |
Unregistered trading Unregistered advising Prohibited representations |
| Ruling Body | BCSC |
| Supporting Documents |
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