DISCIPLINED PERSONS LIST

Name Williams, John Philip MacKenzie
Date of Order or Settlement March 18, 1996
Sanction

Reprimanded

As a condition of any future registration, Williams must take and pass the course or examination required for his category of registration, even if he had completed the course or examination prior to the date of this decision

Payment Agreed / Ordered $1,000 plus $1,190.65 in costs
Violation

Unregistered trading

Unregistered advising

Prohibited representations

Ruling Body BCSC
Supporting Documents

Decision on Costs - September 6, 1996 New window

News Release - March 19, 1996

Decision/Order - March 18, 1996 New window

Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.