DISCIPLINED PERSONS LIST
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| Name | Gill, Bharpur Singh |
|---|---|
| Date of Order or Settlement | September 22, 1999 |
| Sanction | An undertaking not to trade any securities under a registration and prospectus exemption except from his own account with conditions |
| Payment Agreed / Ordered | $1,500 plus $1,000 in costs |
| Violation |
Unregistered advising Failure to comply with "Know Your Client", "Fair Dealing" and "Suitability of Investments" rules |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order 
|
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