Disciplined List
Glover, James Walter
-
Date of Order or Settlement:
1999-09-14 -
Banned Until:
2000-03-14
Sanction:
- 6-month director/officer ban
- 6-month investor relations ban
- An undertaking to successfully complete a recognized course of study on the duties and responsibilities of direcotrs and officers of public companies
Supporting Documents:
Violation:
- Unregistered distribution
- Unregistered trading
- Misrepresentation
Ruling Body:
BCSCPayment Agreed/Ordered:
$1,000 in costs