Disciplined List
Haarlem, Alex
-
Date of Order or Settlement:
2001-11-19
Sanction:
- Permanent trading ban
- Permanent director/officer ban
- Permanent investor relations ban
Supporting Documents:
Violation:
- Unregistered trading
- Fraud
Ruling Body:
BCSCPayment Agreed/Ordered:
$100,000 plus up to $33,803 in costs