DISCIPLINED PERSONS LIST
[Print]
| Name | Howard, John Wilson |
|---|---|
| Date of Order or Settlement | May 18, 2004 |
| Sanction |
An undertaking not to apply to be a compliance officer in British Columbia An undertaking to comply fully with the Securities Act, Securities Rules, and any applicable regulations, policies and guidelines |
| Violation |
Conducting compliance reviews while not registered to do so |
| Ruling Body | BCSC |
| Supporting Documents |
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