DISCIPLINED PERSONS LIST

Name Howard, John Wilson
Date of Order or Settlement May 18, 2004
Sanction

An undertaking not to apply to be a compliance officer in British Columbia

An undertaking to comply fully with the Securities Act, Securities Rules, and any applicable regulations, policies and guidelines

Violation

Conducting compliance reviews while not registered to do so

Ruling Body BCSC
Supporting Documents

Settlement/Order New window

News Release

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