DISCIPLINED PERSONS LIST

Name Jones, Simon Granville Lyn
Date of Order or Settlement September 5, 1997
Banned Until September 5, 2007
Sanction 10-year ban with conditions from acting as a trading partner, officer or director of a registered dealer or in any capacity as a supervisor of registrants
Payment Agreed / Ordered $60,000
Violation

Failure to adequately supervise sales representatives

Ruling Body BCSC
Supporting Documents

News Release

Decision New window
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