DISCIPLINED PERSONS LIST
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| Name | Jones, Simon Granville Lyn |
|---|---|
| Date of Order or Settlement | September 5, 1997 |
| Banned Until | September 5, 2007 |
| Sanction | 10-year ban with conditions from acting as a trading partner, officer or director of a registered dealer or in any capacity as a supervisor of registrants |
| Payment Agreed / Ordered | $60,000 |
| Violation |
Failure to adequately supervise sales representatives |
| Ruling Body | BCSC |
| Supporting Documents |
Decision 
|
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