DISCIPLINED PERSONS LIST

Name Wolverton, Brent
Date of Order or Settlement May 9, 2005
Sanction

An Order to fully comply with the Securities Act, the Securities Rules, and any applicable regulations, policies and guidelines.

Payment Agreed / Ordered

$20,000 plus $10,000 in costs

Violation

Failure to fully and properly supervise employees

Ruling Body BCSC
Supporting Documents

News Release

Settlement/Order New window
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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