DISCIPLINED PERSONS LIST
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| Name | Wolverton, Brent |
|---|---|
| Date of Order or Settlement | May 9, 2005 |
| Sanction |
An Order to fully comply with the Securities Act, the Securities Rules, and any applicable regulations, policies and guidelines. |
| Payment Agreed / Ordered |
$20,000 plus $10,000 in costs |
| Violation |
Failure to fully and properly supervise employees |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order 
|
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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